蔡海霞,范如国

• 1:武汉大学经济与管理学院

摘要(Abstract)：

建立了将区域R&D投入、FDI、能源以及人力资本效率作为生产函数投入要素的内生增长模型,采用我国2004-2009年30个省市的相关面板数据,分析能源约束对区域创新产出和FDI技术溢出效应的影响,同时测算能源约束区域创新产出的"增长阻力"的大小及决定增长阻力大小的深层次因素。实证结果表明,FDI仍然是我国区域创新能力提高的重要外部推动力。只是长期以来,在忽略能源约束作用的条件下,FDI对区域创新产出的溢出效应被夸大了。FDI、区域R&D人力投入和区域人力资本效率促进了区域创新产出的增长,而能源限制了区域创新产出的增长。能源所占区域创新产出的份额越低,能源效率提高的速度越快,则能源所带来的"增长阻力"越小。R&D人员投入增长越快,R&D经费投入所占份额越高的地区所面临的来自能源的"增长阻力"越大。此外,人力资本效率作为衡量区域对FDI技术溢出吸收能力的主要指标,影响了FDI对区域创新产出溢出效应的大小。最后,根据研究结论给出了相关政策建议。

关键词(KeyWords)： FDI;技术溢出;能源;创新产出

Abstract:

Keywords:

基金项目(Foundation): 国家社会科学基金项目(编号:07BJY007)

作者(Author): 蔡海霞,范如国

参考文献(References)：

• [1]王红领,李稻葵,冯俊新.FDI与自主研发:基于行业数据的经验研究[J].经济研究,2006,41(2):44-56.[Wang Hongling,LiDaokui,Feng Junxin.FDI and Independent R&D:An EmpiricalStudy Based on Industry Data[J].Economic Research,2006,41(2):44-56.]
• [2]李晓钟,张小蒂.江浙基于FDI提高区域技术创新能力的比较[J].中国工业经济,2007,(12):102-109.[Li Xiaozhong,ZhangXiaodi.The Comparison of Regional Technological InnovationCapability of Jiangsu and Zhejiang Based on FDI[J].ChinaIndustrial Economy,2007,(12):102-109.]
• [3]冼国明,严兵.FDI对中国创新能力的溢出效应[J].世界经济,2005,(10):18-25.[Xian Guoming,Yanbin.The Spillover Effect ofFDI on China’s Innovation Ability[J].World Economy,2005,(10):18-25.]
• [4]钟昌标.外商直接投资地区间溢出效应研究[J].经济研究,2010,45(1):80-89.[Zhong Changbiao.The Research of FDISpillover Effect Among Regions[J].Economic Research,2010,45(1):80-89.]
• [5]Hsiao Tien Pao,Chung Ming Tsai.Multivariate Granger CausalityBetween CO2 Emissions,Energy Consumption,FDI And GDP:Evidence From a Panel of BRIC Countries[J].Energy,2011,(36):685-693.
• [6]王军.外国直接投资、环境管制与国际竞争力[J].世界经济研究,2005,(12):4-10.[Wang Jun.Foreign Direct Investment,Environmental Regulation and International Competitiveness[J].World Economy Research,2005,(12):4-10.]
• [7]Bank world.The Little Green Data Book[M].Washington DC:WorldBank,2007.
• [8]唐跃军,黎德福.环境资本、负外部性与碳金融创新[J].中国工业经济,2010,(6):5-14.[Tang Yuejun,Li Defu.EnvironmentalCapital,Negative Externalities and Carbon Financial Innovation[J].China Industrial Economy,2010,(6):5-14.]
• [9]David Romer.Advanced Macroeconomics[M].Second Edition,NewYork:McGraw-Hill Companies,Inc.2001:35-40.
• [10]Griliehes Z.Issues on Assessing the Aontribution of R&D toProductivity Growth[J].Bell Journal of Economics,1979,(10):92-116.
• [11]Jaffe A B.Real Effects of Academic Research[J].AmericanEconomic Review,1989,79(5):957-970.
• [12]赖明勇,包群,彭水军,等.外商直接投资与技术外溢:基于吸收能力的研究[J].经济研究,2005,40(8):95-105.[LaiMingyong,Bao Qun,Peng Shuijun,et al.Foreign Direct Investmentand Technology Spillover:A Theoretical Explanation of AbsorptiveCapability[J].Economic Research,2005,40(8):95-105.]
• [13]Borenztein E J.De Gregorioand J W Lee.How Does ForeignInvestment Affect Economic Growth[J].Journal of InternationalEconomics,1998,(45):115-135.
• [14]Griliches Z.Issue in Assessing the Contribution of Research andDevelopment to Productivity Growth[J].Bell Journal of Economics,1979,(10):92-116.
• [15]滕玉华,刘长进.外商直接投资的R&D溢出与中国区域能源效率[J].中国人口.资源与环境,2010,20(8):142-147.[TengYuhua,Liu Changjin.R&D Spillovers of FDI and Regional EnergyEfficiency[J].China Population,Resources and Environment,2010,20(8):142-147.]
• [16]Nordhaus,William D.Lethal Model 2:The Limits to GrowthRevisited[J].Brookings Papers on Economic Activity,1992,(2):1-43.
• [17]Heckman J.China’s Investment in Human Capital[J].EconomicDevelopment and Cultural Change,2003:795-804.